IN THE COURT OF APPEAL CO/1353/2000

2000/3293/C

ON APPEAL FROM THE HIGH COURT OF JUSTICE

QUEEN’S BENCH DIVISION

 

DIVISIONAL COURT

 

(THE RIGHT HONOURABLE LORD JUSTICE BUXTON AND

THE HONOURABLE MR JUSTICE PENRY-DAVEY)

 

 

IN THE MATTER OF section 42(1) of the Supreme Court Act 1981 as amended by section 24 of the Prosecution of Offences Act 1985

AND IN THE MATTER OF Andrew James Covey

 

B E T W E EN :- HER MAJESTY’S ATTORNEY-GENERAL Respondent

Claimant

- and -

 

ANDREW JAMES COVEY Applicant

Defendant

_________________________________________________________________

 

SKELETON ARGUMENT OF ANDREW JAMES COVEY

_________________________________________________________________

 

 

 

TIME ESTIMATE - 1 day

 

Name of court Court of Appeal

Case or Claim number 2000/3293/C

The Applicant is the Applicant in the Court of Appeal and was the Defendant in the Divisional Court to an application by Her Majesty’s Attorney-General for a “Civil Proceedings Order” against him under section 42(1) of the Supreme Court Act 1981.

 

Name Andrew James Covey

Address 4 Glenn Court

Glen Close

Beaconhill

Hindhead

Surrey

GU4 3RG

The Applicant applies for permission to appeal to the Court of Appeal under Part 52 rule 52.3(1)(a) of the Civil Procedure Rules 1998 from the making of a “Civil Proceedings Order” under section 42(1) of the Supreme Court Act 1981 by the Divisional Court on 16 October 2000.

 

 

 

 

DETAILS OF CASE

1. The Claimant applied for a “Civil Proceedings Order” against the Applicant under section 42(1) of the Supreme Court Act 1981 by Claim Form dated 14 April 2000.

2. (See Claim Form dated 14 April 2000 at pages 49-51 of the Applicant’s Bundle.)

3. The Applicant appeared in person below and the application was heard by the Divisional Court on 3, 4 and 6 October 2000 respectively.

4. After hearing submissions by both parties, the Divisional Court consisting of Buxton LJ and Penry-Davey J, made the Order sought by the Claimant under section 42(1) of the Supreme Court Act 1981 for an unlimited period of time and also refused the Applicant permission to appeal.

5. (See “Civil Proceedings Order” of Divisional Court under section 42(1) of the Supreme Court Act 1981 dated 6 October 2000 at pages 19-23 and refusal of permission to appeal at page 18 of the Applicant’s Bundle respectively.)

6. The Applicant thereafter filed an Appellant’s Notice on 20 October 2000 in which he seeks permission to appeal to the Court of Appeal under Part 52 rule 52.3(1)(a) of the Civil Procedure Rules 1998.

7. (See Applicant’s Appellant’s Notice sealed on 20 October 2000 at pages 1-14 of the Applicant’s Bundle.)

 

 

 

 

The Applicant will rely on the following arguments at the hearing of the application.

 

 

LIST OF ISSUES

 

WHETHER WOOLF LCJ SHOULD HEAR APPLICANTS’ APPLICATION

1. Whether Woolf LCJ is either “disqualified” from taking part in hearing Applicants application for permission to appeal or whether there would be “real danger” of bias if he took part in hearing application?

 

 

 

PRINCIPLES FOR GRANTING LEAVE TO APPEAL BY COURT OF APPEAL

1. Whether Court of Appeal should grant leave to Applicant relating to issues which raise important and new points of law and principle which desirable for court to rule on to clarify legal areas of novelty?

 

 

 

DENIAL OF “NATURAL JUSTICE” BY DIVISIONAL COURT TO APPLICANT

 

BREACH OF “AUDI ALTERAM PARTEM” RULE AND SECTION 42(1) SUPREME COURT ACT 1981

1. Whether Applicant denied “natural justice” by Divisional Court denying him opportunity to be heard in relation to all of his various legal proceedings?

2. Whether as a result, Divisional Court breached mandatory provisions of section 42(1) Supreme Court Act 1981 and whether this rendered “Civil Proceedings Order” against Applicant void ab initio and a nullity?

 

 

 

LACK OF IMPARTIAL HEARING BEFORE DIVISIONAL COURT AND COURT OF APPEAL BY BEING BROUGHT BY HM SOLICITOR-GENERAL

1. Whether there was lack of an “independent and impartial tribunal” before Divisional Court as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as result of application being brought on behalf of HM Attorney-General, due to his or his predecessors and also HM Solicitor General or his predecessors being consulted regarding appointment of High Court Judges?

2. Whether there was lack of an “independent and impartial tribunal” before Divisional Court as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as result of application being brought on behalf of HM Attorney-General, due to his or his predecessors and also HM Solicitor General or his predecessors being consulted regarding appointment of High Court Judges before being appointed as Lord Justices of Appeal?

3. Whether there was lack of an “independent and impartial tribunal” before Divisional Court as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms as result of application being brought on behalf of HM Attorney-General, due to his or his predecessors and also HM Solicitor General or his predecessors being members of HM Government due to recommendations of Lord Chancellor as to appointment of High Court judges, and recommendation of Prime Minister on advice from Lord Chancellor regarding appointment of Lord Justices of Appeal?

4. Whether the hearing before the Court of Appeal is before an “independent and impartial tribunal” as required by Article 6(1) Convention for Protection of Human Rights and Fundamental Freedoms for the reasons set out in paragraphs 1-3 herein?

 

 

 

FAILURE OF DIVISIONAL COURT TO SUPPLY COPIES OF “BENCH MEMOS/SUMMARIES” OF CROWN OFFICE LAWYER TO APPLICANT

1. Whether Applicant was denied “natural justice” by Divisional Court not supplying him with copies of “Bench Memos/Summaries” of Crown Office lawyer in respect of Applicant’s case?

2. Whether Applicant entitled under rules of “natural justice” to be provided with copies of confidential “Bench Memos/Summaries” prepared by “judicial assistants” of Civil Appeals Office?

 

 

 

WHETHER APPLICANT HAS SATISFIED CRITERIA FOR MAKING OF “CIVIL PROCEEDINGS ORDER

1. Whether Divisional Court were correct to hold that Applicant had “habitually and persistently and without any reasonable ground” “instituted vexatious civil proceedings” etc., under section 42(1)(a)(b) Supreme Court Act 1981?

1. Whether Divisional Court were correct and had jurisdiction to take into account Applicant’s subsequent alleged conduct of his legal proceedings once they had been instituted under section 42(1)(a)(b)(c) Supreme Court Act 1981?

 

 

 

LENGTH AND PROPORTIONALITY OF “CIVIL PROCEEDINGS ORDER” AGAINST APPLICANT

1. Whether Divisional Court denied Applicant “natural justice” by not providing him with specific opportunity of addressing it in relation to length and duration of any Order it proposed to make under section 42(2) Supreme Court Act 1981?

2. Whether Divisional Court should have made such Order limited in time in any event, under section 42(2) Supreme Court Act 1981?

3. Whether Divisional Court should have applied any tariff criteria applicable to seriousness of cases involving Applicant before making indeterminate “Civil Proceedings Order” under section 42(2) Supreme Court Act 1981?

4. Whether Court of Appeal should set aside “Civil Proceedings Order” of Applicant as being disproportionate in effect due to length of Order, or should reconsider issue itself de novo under Part 52 rule 52.10(1) and (2)(a) Civil Procedure Rules 1998, or refer issue back to Divisional Court for further consideration under Part 52 rule 52.10(2)(b) Civil Procedure Rules 1998?

 

EXTENT AND EFFECTS AND PROPORTIONALITY OF “CIVIL PROCEEDINGS ORDER” AGAINST APPLICANT

1. Whether Divisional Court’s exercise of its discretion in making “Civil Proceedings Order” was disproportionate in effect in respect of Applicant by restricting bringing of further actions in respect of subject matter wholly unrelated to actions taken into account by Divisional Court?

2. Whether Divisional Court should have considered utilisation of alternative remedies by Injunction under section 37(1) Supreme Court Act 1981 and/or under inherent jurisdiction of court as being more proportionate remedy in respect of actions of Applicant?

 

 

 

 

WHETHER SECTION 42 SUPREME COURT ACT 1981 IS COMPATIBLE WITH HUMAN RIGHTS ACT 1998

1. Whether making of “Civil Proceedings Order” against the Appellant under section 42(1) of the Supreme Court Act 1981 was and the making of such Orders generally are “established by law” and/or “prescribed by law” and in breach of schedule 1 article 6(1) and 10(1) Human Rights Act 1998?

2. Whether phrases “instituting vexatious civil proceedings” “habitually and persistently and without reasonable ground” under section 42(1)(1)(a)(b)(c) Supreme Court Act 1981 are too vague and undefined?

3. Whether consequences of making of “Civil Proceedings Order” are “established by law” and/or “prescribed by law” and in breach of schedule 1 article 6(1) and 10(1) Human Rights Act 1998?

4. Whether phrases “abuse of the process of the court” and “reasonable grounds” under section 42(3) Supreme Court Act 1981 are too vague and undefined?

5. Whether consequences of applications for subsequent leaves under section 42(3) Supreme Court Act 1981 are reasonably foreseeable?

6. Whether Court of Appeal should grant Applicant under section 4(2) Human Rights Act 1998 a Declaration of Incompatibility in respect of section 42 Supreme Court Act 1981 vis à vis schedule 1 article 6(1) and 10(1) Human Rights Act 1998?

7. Whether section 42 Supreme Court Act 1981 has been repealed by later enactment of Human Rights Act 1998.

8. Whether Declaration of Incompatibility relief under section 4(2) Human Rights Act 1998 is only applicable to statutes passed after enactment and/or implementation by Statutory Instrument of Human Rights Act 1998?

 

 

 

 

 

PROPOSITIONS OF LAW

 

WHETHER WOOLF LCJ SHOULD HEAR APPLICANTS’ APPLICATION

1. Contended that Woolf LCJ is either “disqualified” from hearing application for permission to appeal, or there would be “real danger and possibility” of bias if his Lordship heard application, as his Lordship appeared for HM Attorney-General as an amicus curiae in a number of cases whilst at the Bar when Treasury counsel.

2. Accepted however that none of them to Applicant’s knowledge involved applications under section 51 Supreme Court of Judicature (Consolidation) Act 1925 or section 42 Supreme Court Act 1981.

3. Notwithstanding that face however, as Woolf LCJ has acted for party opposing Applicant in his name even though not present HM Attorney-General, nevertheless same party as Law Officers Ministers of State and Government Law Officers and constitutional posts.

4. Contended that as such, Woolf LCJ so taking part might compromise any objective test of an “impartial tribunal for purposes of schedule 1 article 6(1) Human Rights Act 1998.

5. Therefore would be “real danger” of possible prejudice or bias if Woolf LCJ were part of Court of Appeal hearing current application.

6. For principles applicable to “disqualification”, see R -v- Bow Street Metropolitan Stipendiary Magistrate and ors ex parte Pinochet Ugarte (No 2) (1999) 1 All ER 577.

7. For further statement of principle, see Frome United Breweries Co -v- Bath JJ (1926) AC 586, per Viscount Cave LC at page 590.

8. See further clarification of law of bias in Locabail Ltd -v- Bayfield Properties (2000) 1 All ER 65, per Bingham CJ, Woolf MR and Sir Richard Scott VC, at page 69 paras A-J, including intermediate pages to page 74, paras A-J.

9. See further in Locabail Ltd -v- Bayfield Properties (2000) 1 All ER 65, per Bingham CJ, Woolf MR and Sir Richard Scott VC, at page 69 paras A-J, including intermediate pages to page 76, paras B-J, to page 77 paras A-J to page 78 paras C-G.

10. For “real danger” of bias test, also see judgment of House of Lords in R v Gough (1993) 2 All ER 724, (1993) AC 646, per Lord Goff at page 737 para J to page 738 paras A-B.

 

 

 

 

 

PRINCIPLES FOR GRANTING LEAVE TO APPEAL BY COURT OF APPEAL

1. Contended that Court of Appeal should grant leave to Applicant in present case, as issues are of sufficient importance and novelty that clarification of law is required in public interest.

2. This especially so relating to issue of denial of “natural justice” by existence of “Bench Memos/summaries” before Divisional Court and whether Applicant denied opportunity of fully arguing his case before Divisional Court, and the validity of continuing this practice in view of the coming into force of Data Protection Act 1998 on 1 March 2000.

3. Also issues of compatibility of section 42 Supreme Court Act 1981 with Human Rights Act 1998, coupled with length and proportionality of “Civil Proceedings Order”.

4. Tests for granting leave to appeal by Court of Appeal fully set out in Ex parte Gilchrist re Armstrong (1886) 17 QBD 521, per Esher MR at page 527-528,

“I desire to add this. The Divisional Court refused an application for leave to appeal from their decision, but leave to appeal was given by this Court. The jurisdiction which the judges of the Divisional Court have to give or to refuse leave to appeal from their own decisions is a very delicate one. Merely to say that they are satisfied their decision is right is not, I venture to suggest, a sufficient reason for refusing leave to appeal, when the question involved is one of principle and they have decided it for the first time. If that was carried to its legitimate conclusion, they ought to refuse leave to appeal in every case.”

5. See further in Buckle -v- Holmes (1926) 2 KB 125, per Banks LJ at page 127,

“We gave leave to appeal in this case, not because we thought there was any real doubt about the law, but because the question was one of general importance and one upon which further argument and a decision of this Court would be to the public advantage.”

6. See also Part 52 rule 52.3(6)(a)(b) Civil Procedure Rules 1998, and in particular sub-rule (b), which provides,

“there is some other compelling reason why the appeal should be heard.”

7. Therefore, issue of reasonable prospects of success not only criteria, as Court of Appeal may wish to have some points of law of general public importance which need clarification by Court of Appeal in general public interest, even if it was of view that substantive issue might be resolved against Applicant.

8. Therefore contended that tests set out in still very relevant to tests for granting leave to appeal under Part 52 rule 52.3.(6)(a)(b) Civil Procedure Rules 1998.

9. All of issues raised by Applicant relate to “Civil Proceedings Order” removing previously held constitutional right of access to court and right of “freedom of expression”, especially if not “not prescribed by law” for purposes of article 6(1) and 10(1) Convention for Protection of Fundamental Rights and Freedoms, now enacted in Schedule 1 Human Rights Act 1998.

10. These may be very serious issue indeed, in view of implementation of Human Rights Act 1998 on 2 October 2000.

11. This point recently emphasised in Johnson -v- Valks (2000) 1 All ER 450, per Walker LJ at page 453 para G,

“These questions raise issues of some general importance, not least because of the expected coming into force of the Human Rights Act 1998.”

 

 

 

 

 

 

 

DENIAL OF “NATURAL JUSTICE” BY DIVISIONAL COURT TO APPLICANT

 

BREACH OF “AUDI ALTERAM PARTEM” RULE AND SECTION 42(1) SUPREME COURT ACT 1981

1. Applicant not given full and fair hearing before Divisional Court as not permitted to address court in relation to all of his actions that were being taken into account by HM Attorney-General, see Applicant’s Witness Statement signed on 23 October 2001 at pages 24-29 of Applicant’s Bundle.

2. Divisional Court therefore acted in arbitrary way in restricting time in respect of Applicant’s submissions.

3. Common Law principles of natural justice enacted in section 42(1) Supreme Court Act 1981 which provides :-

-------------------------------------------------------------------------------“the court may, after hearing that person or giving him an opportunity of being heard, make a civil proceedings order”----

4. Provisions for being heard in defence of application under section 42(1) Supreme Court Act 1981 clearly therefore creates condition precedent to making of any valid “Civil Proceedings Order”.

5. Present “Civil Proceedings Order” made against Applicant must therefore be rendered a nullity ab initio for failure of Divisional Court to permit him to address court on remaining legal proceedings relied on by HM Attorney-General.

6. Applicant also denied natural justice at common law by being denied “audi alteram partem”, see University of Ceylon -v- Ferodo (1960) 1 All ER 631, per Lord Jenkins at page 637 paras H-I to page 638 paras A-F.

7. See also Kanda -v- Government of Malaya (1962) 2 WLR 1153, per Lord Denning at page 1162.

8. Applicant had right to appear in any proceedings in High Court in person under section 27(2)(d) and (6) Courts and Legal Services Act 1990.

9. See also Wiseman -v- Borneman (1971) AC 297, where held that right to natural justice and audience before court could only be removed by statute and Ridge -v- Baldwin (1964) AC 42, where complete hearing before Watch Committee denied to Chief Constable.

10. See Ridge -v- Baldwin (1964) AC 42, per Lord Reid at pages 66-73 for review of previous decided cases and approval of Hopkins -v- Smethwick Local Board of Health (1890) 24 QBD 712, per Wills J.

11. This analysis subsequently reviewed and fully approved by House of Lords in Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141, per Lord Brightman page 153 paras G-I to page 154 paras A-C para H.

12. Analogy with provisions of section 42(1) Supreme Court Act 1981 can be made to observations of Lord Reid in Ridge -v- Baldwin (1964) AC 42, where clarified issue relating to rules of natural justice being applicable to provisions of section 191(4) Municipal Corporations Act 1882 relating to dismissal of Chief Constables as follows at page 80.

13. See further regarding principles of natural justice in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at pages 113-114. See further in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at pages 121.

14. See further for review of decided cases in Ridge -v- Baldwin (1964) AC 42, per Lord Morris at pages 122-125 and at page 122, per Lord Morris at page 124 and per Lord Hodgson at pages 132-133.

15. Approach adopted by House of Lords in Ridge -v- Baldwin (1964) AC 42, subsequently approved of and applied by House of Lords in Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141 regarding arbitrary request to resign of Probationary Constable by Chief Constable without giving any reasons or opportunity to comment on that issue.

16. See Chief Constable of North Wales Police -v- Evans (1982) 3 All ER 141, per Lord Hailsham at page 144 paras C-D.

17. Also recently held that principles of “natural justice” apply to Pensions Ombudsman in Seifert and anor -v- Pensions Ombudsman and anor (1997) 1 All ER 214, applying Duffield -v- Pensions Ombudsman (1996) Times Law Report 30 April.

18. Again, analogy with provisions of section 42(1) Supreme Court Act 1981 can be gleaned from Seifert and anor -v- Pensions Ombudsman and anor (1997) 1 All ER 214, per Lightman J at page 222 paras G-H and page 223 para A.

19. If Applicant denied “natural justice” at Common law, then this too may render “Civil Proceedings Order” against him a nullity and Order liable to be set aside ex debito justitiae.

20. See also Al-Mehdawi -v- Secretary of State for the Home Department (1990) 1 AC 876, per Lord Bridge at page 898,

“It has traditionally been thought that a tribunal which denies natural justice to one of the parties before it deprives itself of jurisdiction. Whether this view is correct or not, a breach of the rules of natural justice is certainly a sufficiently grave matter to entitle the party who complains of it to a remedy ex debito justitiae”

21. Principle set out in Judicial Review by Michael Supperstone QC and James Goudie QC, Chapter 8 - Natural Justice - (The Audi Alteram Partem rule) and Fairness, page 206 “Result of breach”.

22. Contended that Applicant was not attempting to waste court time by addressing court in relation to each individual action, as was entitled to address them as to what cases were about and why they were brought and whether they were in fact misconceived etc.

23. Therefore, failure by Divisional Court to permit Applicant “natural justice” in present case infringed schedule 1 article 6(1) Human Rights Act 1998 by denying him “in the determination of his civil rights” a “fair” “hearing” under that article.

24. There were in this case a large number of actions and proceedings involved relied on by HM Attorney-General, and it was simply not possible for Applicant to be able to deal with all of them in the short time allotted, and he was unfairly cut short when he had not even reached half way.

 

 

 

 

LACK OF IMPARTIAL HEARING BEFORE DIVISIONAL COURT AND COURT OF APPEAL BY BEING BROUGHT BY HM SOLICITOR-GENERAL

1. In relation to this issue, Applicant relies on all of submissions already set out at great length in his Skeleton Argument before Divisional Court, see pages 32-42 numbered pages 152-162 of Applicant’s bundle.

 

 

 

 

FAILURE OF DIVISIONAL COURT TO SUPPLY COPIES OF “BENCH MEMOS/SUMMARIES” OF CROWN OFFICE LAWYER TO APPLICANT

1. In relation to this issue, Applicant relies on all of submissions already set out at great length in his Skeleton Argument before Divisional Court, see pages 19-32 numbered pages 139-152 of Applicant’s bundle.

2. Applicant notes that Respondent has completely failed to address impact of Data Protection Act 1998 as securing access to litigants of Bench Memos.

3. For Applicant’s submissions relating to impact of Data Protection Act 1998, see pages 30-31 numbered pages 150-151 of Applicant’s bundle.

4. Applicant reiterates all of those submissions, but accepts that Court Service may in appropriate cases seek to presently rely on “transitional relief” ending on 23 October 2001, see schedule 8 Data Protection Act 1998.

5. However, after that date all manual documents if retained in structured file as defined definition of “relevant filing system” in section 1(1) Data Protection Act 1998 will become accessible, unless any of exceptions of Act apply, and Respondent has not sought to raise any.

6. However, once Freedom of Information Act 2000 comes into force, all manual documents will become accessible whether retained in structured file or not, as that definition is amended, although that amendment is not yet in force.

7. Applicant also notes that Respondent also does not comment on issue as to whether Parker -v- Law Society was decided per incuriam.

8. However, issue may now be irrelevant, as after October 2 2000, no previously decided cases binding if in conflict with Human Rights Act 1998 which overrides any previous doctrines of stare decisis if such conflict arises at common law.

9. If in statute, such statutes must be interpreted in way which conforms to European Convention, see section 3(1) Human Rights Act 1998 unless impossible to do so when declaration of incompatibility comes into play.

10. In any event, Parker -v- Law Society decided before bringing into force of either Data Protection Act 1998 or Human Rights Act 1998 and did not take into account the impact of either of those two statutes.

11. Respondent cites Feldbrugge -v- Netherlands (1986) 8 EHRR 425 which related to refusal to access case file and make comments regarding welfare benefits tribunal and that case cited in European Human Rights Law (1999) by Keir Starmer.

12. Contended that “Bench Memos” clearly may have influence on court and may comment on legal issues rather than being a merely impartial chronology of facts of case.

13. Even there, individual litigant may wish to comment to court and make representations if felt that writer of memo has misinterpreted important facts relating to his or her individual case.

14. Applicant contends that there is no difference between submissions and observations made by Crown Office Lawyers or in Court of Appeal judicial assistants, and evidence not revealed to parties, as by denying legitimate access, litigant is denied opportunity of correcting any false assertions.

15. Under section 12A(1)(a)(b) Data Protection Act 1998, person subject to “data” being held, now has statutory right to have corrected any false statements or assertions in such “data” and if necessary may take court action to ensure that this is done, see section 14(1) of Act.

16. Therefore clearly now intention of Parliament that documents such as “Bench Memos” will become accessible to litigants in High Court and Court of Appeal.

17. European Court has also held that persons are entitled to see any advices and legal submissions made by others that are put before tribunals, in order to participate in the proceedings and preserve “equality of arms”.

18. See Ruiz-Mateos -v- Spain (1993) 16 EHRR 505, Lombao-Machado -v- Portugal (1997) 23 EHRR 79, and Van Orshoven -v- Belguim (1998) 26 EHRR 55, all discussed in European Human Rights Law (1999) by Keir Starmer where commented on that this may have repercussions for amicus lawyers, intervening parties and clerks in Magistrates’ Courts etc.

19. Contended therefore that same must now apply to authors of “Bench Memos” to Administrative Court and Court of Appeal.

 

 

 

 

WHETHER APPLICANT HAS SATISFIED CRITERIA FOR MAKING OF “CIVIL PROCEEDINGS ORDER

 

HABITUAL AND PERSISTENT

1. In relation to this issue, Applicant relies on all of submissions already set out at great length in his Skeleton Argument before Divisional Court, see pages 10-15 numbered pages 130-135 of Applicant’s bundle.

2. For recent instance where Divisional Court not satisfied that Respondent’s legal actions had been “habitual and persistent”, see Attorney-General -v- Flack DC transcript CO/3416/99 29 November 2000.

3. See Attorney-General -v- Flack, per Pill LJ, DC transcript at para 25,

“I have come to the conclusion that a civil proceedings order ought not to be made in this case. My conclusions are:

1. The pre-March 1999 proceedings were vexatious.

2. They have not been repeated and this is not a case where the mischief identified in Barker has been continued since that date.”

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“8. In making what he has of those events, the respondent cannot in my judgment be said to have instituted vexatious proceedings, habitually and persistently and without any reasonable ground, within the meaning of section 42(1).

9. I accept that the respondent’s motivation is a factor to be considered and also that the whole history of the matter must be kept in mind. An improper motive may convert an otherwise legitimate action into one which for present purposes is vexatious. The conversion should not lightly be undertaken however in the circumstances described.

10. In my judgment, the respondent’s conduct falls short of conduct which requires that his access to the courts be curtailed to the extent which would follow from a civil proceedings order under section 42(1) of the 1981 Act. For the reasons given, the borderline between taking advantage of events to thwart the intentions of SOL and instituting vexatious proceedings without any reasonable ground has not been crossed.”

4. Recent case of Attorney-General -v- Wheen Supreme Court Library transcript 7 December 2000, in Court of Appeal added nothing to interpretation of phrase “habitual and persistent” and contended is of no assistance to present case.

 

 

 

JURISDICTION TO TAKE INTO ACCOUNT CONDUCT OF LEGAL PROCEEDINGS ONCE INSTITUTED

1. Applicant contends that Divisional Court did not have jurisdiction to consider manner in which legal proceedings had been conducted, once instituted.

2. Divisional Court only confined to initial view of whether original proceedings were “instituted” vexatiously and “without any reasonable ground”, see section 42(1)(a) Supreme Court Act 1981.

3. Canadian Federal Vexatious Statute does provide for subsequent conduct to be taken into account.

4. See section 40(1) Federal Courts Act, which provides,

“(1) Where the Court is satisfied, on application, that a person has persistently instituted vexatious proceedings or has conducted a proceeding in a vexatious manner, the Court may order that no further proceedings be instituted by the person in the Court or that a proceeding previously instituted by the person in the Court not be continued, except by leave of the Court.”

5. If lacuna therefore exists in section 42(1)(a)(b)(c) Supreme Court Act 1981, then could only be remedied by Parliament.

6. For further statement of general principle applicable, see Re Sherman and Apps (1981) 72 Cr App R 266, per Donaldson LJ at page 269,

“Suffice it to say that, whilst there may well be strong grounds for amending the law, the amendment must be achieved in a constitutional manner and not by a process of modification in practice.”

7. However contended that any issue of legal proceedings by Applicant within limitation period laid down by Limitation Act 1980 could not be criticised, as within ambits laid down by Parliament.

8. If thought that any limitation periods are too long, these may be amended by Parliament as in Defamation Act 1996 to one year for defamation actions unless further leave applied for on good ground.

 

 

 

 

LENGTH AND PROPORTIONALITY OF “CIVIL PROCEEDINGS ORDER” AGAINST APPLICANT

1. In relation to this issue, Applicant relies on all of submissions already set out at great length in his Skeleton Argument before Divisional Court, see pages 42-53 numbered pages 162-173 of Applicant’s bundle.

2. Applicant further contends that making of indefinite “Civil Proceedings Order” disproportionate without any means to have it reviewed or rescinded at later date if change of circumstances.

3. Canadian Federal vexatious statute gives court specific power for “rescission” of order subsequently in addition to appeal.

4. See section 40(3) Federal Courts Act, which provides,

“(3) A person against whom an order under subsection (1) has been made may apply to the court for rescission of the order”-----------------------------------------------------------------------------------

5. New South Wales State vexatious statute in Australia also gives court specific power to “vary or rescind” order subsequently in addition to appeal.

6. See section 84(3) Supreme Court Act 1970, which provides,

“(3) The Court may from time to time rescind or vary any order made by it under subsection (1) or (2).”

 

 

 

 

SUPPLYING OF REASONS FOR MAKING INDETERMINATE ORDER UNDER SECTION 42(2) SUPREME COURT ACT 1981

1. Contended that it is implicit that full reasons are given as to why either an indefinite order is made, or one limited in time and the reasons for applying any particular tariff and time limit.

2. This was done in Attorney-General -v- Ebert DC transcript CO/4506/98 7 July 2000, see per Laws LJ at para 54,

“I have considered whether there exists any basis for making an order limited in time, under s.42(2). As a matter of history such orders have been made very rarely, and by reason of the presence of some special feature or features in the case. But everything in this case points to the need for a civil proceedings order unlimited in time. That is the order I would make.”

3. See also further for giving of detailed extended reasons in Attorney-General -v- Ebert DC transcript CO/4506/98 7 July 2000, see per Silber J at paras 55-64 and in particular para 64,

“Nevertheless I cannot forget the respondent’s conduct until now and in particular his continuing and remorseless determination to continue to seek redress against the Wolf brothers and those connected with his bankruptcy. This case is uniquely strong in the light of the respondent’s burning determination to continue with these claims in the face of many defeats in the courts and see no reason why this will not continue. As Laws LJ has just said this is a very extreme instance of extreme litigation and so I believe that this is precisely the type of case in which there should not be an order of limited duration. In those circumstances I believe that the civil proceedings order should be of permanent duration.”

4. Supplying reasons for dismissal of appeals in the Crown Court, was established in R -v- Harrow Crown Court ex parte Dave (1994) 1 WLR 99.

5. See R -v- Harrow Crown Court ex parte Dave (1994) 1 WLR 99, per Pill J at page 107,

“The Crown Court judge giving the decision of the court upon an appeal must say enough to demonstrate that the court has identified the main contentious issues in the case and how it has been resolved.......The reasoning required will depend upon the circumstances. in some cases the bald statement that the evidence of a particular witness is accepted may be sufficient...

The appellant was entitled to know the basis upon which the prosecution case had been accepted by the court . In the present case, that involved knowing the process by which the apparently powerful points in favour of the defence had been rejected.”

6. This principle again applied in R -v- Snaresbrook Crown Court ex parte Brooke (1997) COD 81, R -v- Snaresbrook Crown Court ex parte Impact Management Ltd 4 March 1999 Crown Office transcript CO/2593/98, and recently in Pullam -v- Crown Prosecution Service 17 April 2000 Crown Office transcript CO/3948/99.

7. For full review of law relating to lack of reasons, see Flannery and anor -v- Halifax Estate Agencies Ltd (2000) 1 All ER 373, where proper evaluation of conflicting evidence held essential and recitation of evidence not sufficient.

8. See in particular Flannery and anor -v- Halifax Estate Agencies Ltd (2000) 1 All ER 373 All ER 159, per Henry LJ at page 377 para C-J to page 378 para A-E,

“Accordingly the only complaint that is made here, that the judge failed to give reasons for his decision to prefer the evidence of the defendants’ experts over that of the plaintiffs’, is entirely free-standing. The case thus raises in stark form the question, when the failure of a judge at first instance to give reasons for a conclusion essential to his decision may of itself constitute a good ground of appeal.

That today’s professional judge owes a general duty to give reasons is clear, (see R -v- Knightsbridge Crown Court ex p International Sporting Club [1981] 3 All ER 417, [1982] QB 304), although there are some exceptions. It does not always or even usually apply in the magistrates court, nor in some areas where the court’s decision is more often than not a summary exercise of discretion––in particular orders for costs. For the general duty, see for example R v Harrow Crown Court ex p. Dave [1994] 1 All ER 315, [1994] ! WLR 98, which was not cited to us but contains a useful review of earlier authority.

It is not a useful task to attempt to make absolute rules as to the requirement for the judge to give reasons. This is because issues are so infinitely various. For instance, when the court, in a case without documents depending on eye-witness accounts is faced with two irreconcilable accounts, there may be little to say other than that the witnesses for one side were more credible (see DeSmith, Woolf and Jowell Judicial Review of Administrative Action, 5th Edn,, 1995) pp 464-466 (para 9-049)). But with expert evidence, it should usually be possible to be more explicit in giving reasons: see Bingham LJ in Eckersley -v- Binnie (1988) 18 Construction Law Reports 1 at 77-8:

‘In resolving conflicts of expert evidence, the judge remains the judge; he is not obliged to accept evidence simply because it comes from an illustrious source; he can take account of demonstrated partisanship and lack of objectivity. But, save where an expert is guilty of a deliberate attempt to mislead (as happens only very rarely), a coherent reasoned opinion expressed by a suitably qualified expert should be the subject of a coherent reasoned rebuttal, unless it can be discounted for other good reasons. The advantages enjoyed by the trial judge are great indeed, but they do not absolve the Court of Appeal from weighing, considering and comparing the evidence in the light of his findings, a task made longer but easier by possession of a verbatim transcript usually (as here) denied to the trial judge.’

We make the following general comments on the duty to give reasons:

(1) The duty is a function of due process, and therefore of justice. Its rationale has two principal aspects. The first is that fairness surely requires that the parties––especially the losing party––should be left in no doubt why they have won or lost. This is especially so since without reasons the losing party will not know (as was said in Ex p. Dave) whether the court has misdirected itself, and thus whether he may have an available appeal on the substance of the case. The second is that a requirement to give reasons concentrates the mind; if it is fulfilled, the resulting decision is much more likely to be soundly based on the evidence than if it is not.

(2) The first of these aspects implies that want of reasons may be a good self-standing ground of appeal. Where because no reasons are given it is impossible to tell whether the judge has gone wrong on the law or the facts, the losing party would be altogether deprived of his chance of an appeal unless the court entertains an appeal based on the lack of reasons itself.

(3) The extent of the duty, or rather the reach of what is required to fulfil it, depends on the subject-matter. Where there is a straightforward factual dispute whose resolution depends simply on which witness is telling the truth about events which he claims to recall, it is likely to be enough for the judge (having, no doubt, summarised the evidence) to indicate simply that he believes X rather than Y; indeed there may be nothing else to say. But where the dispute involves something in the nature of an intellectual exchange, with reasons and analysis advanced on either side, the judge must enter into the issues canvassed before him and explain why he prefers one case over the other. This is likely to apply particularly in litigation where as here there is disputed expert evidence; but it is not necessarily limited to such cases.

(4) This is not to suggest that there is one rule for cases concerning the witnesses’ truthfulness or recall of events, and another for cases where the issue depends on reasoning or analysis (with experts or otherwise). The rule is the same: the judge must explain why he has reached his decision. The question is always, what is required of the judge to do so; and that will differ from case to case. Transparency should be the watchword.”

9. Applicant contents that the Divisional Court patently failed the “Flannery” test and was therefore vitiated.

10. Similar issues have arisen in connection with giving reasons by Housing Benefit Review Boards as required under regulation 83(4)(b) Housing Benefit (General) Regulations 1987.

11. See R -v- Housing Benefit Review Board of South Tyneside Metropolitan Borough Council ex parte Tooley (1996) COD 143, per Ognall J.

12. Held that reasons should cover proper evaluation of all of important aspects of evidence given and submissions made, and that anything less than this was unfair.

13. See also for giving of adequate reasons, R -v- Housing Benefit Review Board of City of Cardiff Borough Council ex parte Thomas (1991) 25 HLR 1, per Pill J at page 5.

14. See also R -v- Sefton Metropolitan Borough Council ex parte Cunningham (1991) 23 HLR 534, per Hutchison J at page 543.

15. See further in R -v- Housing Benefit Review Board for East Devon District Council ex parte Gibson & Gibson (1993) 25 HLR 487, per Bingham MR at pages 494-495.

16. Principle and previous authorities on adequate reasons considered in R -v- Solihull Metropolitan Borough Council Housing Benefits Review Board ex parte Simpson (1994) 26 HLR 370, per Sedley J at page 377,

“A statutory duty imposed on a named decision-maker to give reasons, such as exists on further reviews in the housing benefit system, is not simply a bureaucratic chore or an opportunity for lawyers to find fault. It is, and is increasingly recognised as being, a fundamental aspect of good public administration (underpinned increasingly by law) because it focuses the decision-maker’s mind on exactly what it is that has to be decided, within what legal framework, and according to what relevant evidence and material. Experience shows that it will sometimes produce an opposite conclusion to that which was initially in the decision-maker’s mind before the rigour of formulating acceptable reasons was applied. This I have no doubt, is why in statutory instruments such as the Housing Benefit (General) Regulations the requirement to give reasons is imposed on the chairman of the final body to which a claimant can appeal on the merits of a claim”.

17. See further in R -v- Solihull Metropolitan Borough Council Housing Benefits Review Board ex parte Simpson (1994) 26 HLR 370, per Sedley J at pages 379-380.

18. Any failure to do give reasons or adequate ones may also contravene schedule 1 article 6(1) Human Rights Act 1998 which requires reasons for decisions for a “fair hearing”.

19. See Hadjianastassiou -v- Greece (1993) 16 EHRR 299 at paras 34-37,

‘34. In this instance the judgment read out by the President of the Courts-Martial Appeal Court contained no mention of the questions as they appeared in the record of the hearing (see paragraphs 11 and 18 above). Admittedly it referred to Article 366 et seq. of the Military Criminal Code (see paragraph 24 above) and described the information communicated as of minor importance, but it was not based on the same grounds as the decision of the Permanent Air Force Court. Question 1 (a), dealing with the communication of "general information concerning the guided missile" which had to be kept secret, appeared for the first time in the proceedings before the appeal court. When, the day after the delivery of the judgment, the applicant sought to obtain the full text of the questions, the registrar allegedly informed him that he would have to wait for the “finalised version” of the judgment (see paragraph 15 above). In his appeal on points of law, filed within the five-day time-limit laid down in Article 425 para. 1 of the Military Criminal Code (see paragraph 24 above), Mr Hadjianastassiou could rely only on what he had been able to hear or gather during the hearing and could do no more than refer generally to Article 426.

35. In the Government’s contention, the applicant could have made further submissions by means of an additional memorial, pursuant to Article 509 para. 2 of the Code of Criminal Procedure (see paragraph 25 above); if he had not availed himself of this possibility, it had been because he had had no ground for appeal to put forward.

36. The Court is not persuaded by this argument. When Mr Hadjianastassiou received the record of the hearing, on 10 January 1986, he was barred from expanding upon his appeal on points of law. According to a consistent line of cases, additional submissions may be taken into account only if the initial appeal sets out at least one ground which is found to be admissible and

sufficiently substantiated (see paragraph 26 above).

37. In conclusion, the rights of the defence were subject to such restrictions that the applicant did not have the benefit of a fair trial. There has therefore been a violation of paragraph 3 (b) of Article 6, taken in conjunction with paragraph 1 (art. 6-3-b, art. 6-1).’

20. See also De Moor -v- Belgium (1994) 18 EHRR 372 at para 55,

“55. In the present case the refusal to enrol the applicant did not refer to the first requirement, and in particular the fact that he had not taken the oath. Nor did it refer to any incompatibility. To be valid it should therefore have been founded on the applicant’s unfitness or his professional incompetence. In his report, the auditeur, Mr Lemmens, took the view that such incapacity could not

automatically be inferred from the circumstance of the candidate’s having completed a full career outside the Bar but should be ascertained on the basis of the specific and concrete circumstances in which the previous activities of the person concerned were carried out, regard being had to the repercussions those activities might have on his capacity to practise the profession of advocate; as no mention was made of any such circumstances, the contested decision had no legal justification.

The Court shares that view and therefore considers that the Bar Council did not give the applicant’s case a fair hearing inasmuch as the reason it gave was not a legally valid one. It observes further that at the material time no remedy was available to the applicant (see paragraph 31 above).”

21. See also Van de Hurk -v- Netherlands (1994) 18 EHRR 481 at para 61,

“61. The applicant lastly brought forward a series of grievances which may be summarised as a complaint that in its judgment the Industrial Appeals Tribunal did not, or not sufficiently, deal with various arguments advanced by him.

Article 6 para. 1 (art. 6-1) obliges courts to give reasons for their decisions, but cannot be understood as requiring a detailed answer to every argument. Nor is the European Court called upon to examine whether arguments are adequately met.

Making a general assessment, the Court does not find that the judgment of the Industrial Appeals Tribunal is insufficiently reasoned. Consequently no violation of Article 6 para. 1 (art. 6-1) is established in this respect either.”

22. Finally, see Hiro Balini -v- Spain (1995) 19 EHRR 566 at para 27,

“27. The Court reiterates that Article 6 para. 1 (art. 6-1) obliges the courts to give reasons for their judgments, but cannot be understood as requiring a detailed answer to every argument (see the Van de Hurk v. the Netherlands judgment of 19 April 1994, Series A no. 288, p. 20, para. 61). The extent to which this duty to give reasons applies may vary according to the nature of the decision. It is moreover necessary to take into account, inter alia, the diversity of the submissions that a litigant may bring before the courts and the differences existing in the Contracting States with regard to statutory provisions, customary rules, legal opinion and the presentation and drafting of judgments. That is why the question whether a court has failed to fulfil the obligation to state reasons, deriving from Article 6 (art. 6) of the Convention, can only be determined in the light of the circumstances of the case.”

 

 

 

 

EXTENT AND EFFECTS AND PROPORTIONALITY OF “CIVIL PROCEEDINGS ORDER” AGAINST APPLICANT

1. In relation to this issue, Applicant relies on all of submissions already set out at great length in his Skeleton Argument before Divisional Court, see pages 54-60 numbered pages 174-180 of Applicant’s bundle.

 

 

 

 

 

 

 

 

 

 

 

 

WHETHER SECTION 42 SUPREME COURT ACT 1981 IS COMPATIBLE WITH HUMAN RIGHTS ACT 1998

 

GENERAL PRINCIPLES OF STATUTORY CONSTRUCTION

1. All Statutes must be construed in manner which is compatible with Convention for Protection of Human Rights and Fundamental Freedoms if possible, see section 3(1) Human rights Act 1998.

2. “Declaration of incompatibility” under section 4(2) Human Rights Act 1998 only comes into play if this is not possible, which would appear to be present case.

3. Statutes to comply with Convention for Protection of Human Rights and Fundamental Freedoms, now incorporated by schedule 1 Human Rights Act 1998 into domestic law, must be sufficiently certain and reasonably foreseeable, in order to be “established by law” article 6(1), and “prescribed by law” article 10(1).

4. For application of this principle by the European Court of Human Rights, see Sunday Times -v- UK (1979) 2 EHRR 245, 271, para 49,

“must be adequately accessible : the citizen must be able to have an indication that is adequate in the circumstances of the legal rules applicable to a given case. Secondly, a norm cannot be regarded as a “law” unless it is formulated with sufficient precision to enable the citizen to regulate his conduct : he must be able - if need be with appropriate advice - to foresee, to a degree that is reasonable in the circumstances, the consequences which a given action may entail.”

5. These principles were again applied recently in Steele -v- UK and Hashman and Harrup -v- UK relating to the terms of binding over order being too vague and uncertain.

6. This is also principle of domestic law, see Bennion on Statute Law 3 Edition at pages 153-154, and Black-Clawson International Ltd -v- Papierwerke Waldhof-Aschaffenberg AG (1975) AC 591, p 638, Wright -v- British Railways Board (1983) 2 AC 773, at p 785.

7. US Supreme Court has also applied same principles in Conally -v- General Construction Co (1926) 269 US 385, 391, as otherwise, it fails “due process” test of the fifth and fourteenth amendments US Constitution.

8. See also Grayned -v- City of Rockford (1972) 408 US 104, 108, and Village of Hoffman Estates -v- The Flip Side, Hoffman Estates Inc (1982) 455 US 489, 503.

9. Same principles were applied in California decisions in Seabord Acc Corp -v- Shay (1931) 214 Cal 361 and Woton -v- Bush (1953) 41 Cal 2nd 460, 464.

 

 

 

PROVISIONS OF SECTION 42 SUPREME COURT ACT 1981

1. Phrases in section 42(1)(a)(b)(c) Supreme Court Act 1981 too vague and meaningless and too wide in their ambit to be compatible with Convention.

2. Contended that phrases, “habitual and persistently and without any reasonable ground” too wide and “vexatious” covers so many instances that its meaning and application in section 42(1)(a)(b)(c) Supreme Court Act 1981 rendered totally meaningless.

3. Also contended that phrases “abuse of the process of the court” again too wide and undefined regarding specific instances, as likewise “reasonable grounds” in section 42(3) Supreme Court Act 1981.

4. Contended that failure to define accurately in statute exact criteria required fatal to compatibility of section 42 Supreme Court Act 1981 with schedule 1 articles 6(1) and 10(1) Human Rights Act 1998.

5. Also lack of reasonable forseeability in consequences of “Civil Proceedings Order” once made, as lottery regarding grants of leave under section 42(3) Supreme Court Act 1981.

6. This so, especially as facts cannot properly be gone into by judge hearing applications for leave, so cannot be properly established by what criteria any proposed proceedings have “reasonable grounds”.

7. Conceded however that each Statute or domestic law has to be considered on own particular facts and provisions and application.

 

 

 

POSSIBLE REPEAL OF EARLIER CONFLICTING ACTS BY LATER ENACTMENT OF HUMAN RIGHTS ACT 1998

1. If conflict arises between enactment of later Act with earlier Acts, which cannot together be read in conformity, later Act repeals earlier, see Argyll (Duke) -v- Inland Revenue Commissioners (1913) 109 LT 893, per Scrutton J at page 895, Kariapper -v- Wijesinha (1968) AC 716.

2. There may also be an implied repeal by later Act, see Herbert Berry Associates Ltd -v- Inland Revenue Commissioners (1977) 1 WLR 1437, per Lord Simon of Glaisdale at page 1443. However, this may only be done if two Acts totally repugnant to each other.

3. Later repeal may also be implied if contradiction exists between earlier and later Statute, see Garnett -v- Bradley (1978) 3 App Cas 944, per Lord Blackburn at page 966.

 

 

 

 

 

 

4. These submissions may have relevance if section 42 Supreme Court Act 1981 could not be reconciled with Human Rights Act 1998, rendering “Declaration of incompatibility” for earlier conflicting statutes under section 4(2) Human Rights Act 1998 otiose.

 

 

 

 

Dated this 19 day of February 2001 Signed

 

 

 

 

 

ANDREW JAMES COVEY

Applicant

To Attorney General v Covey (Queen’s Bench)
To COVEY - GROUNDS OF APPEAL (COURT OF APPEAL)
To COVEY - SKELETON ARGUMENT (QUEEN’S BENCH)
To Matthews (related judgment)
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